The legal position
Regulation 5 of the Control of Asbestos Regulations 2012 (CAR 2012) requires that no work that is liable to expose employees or others to asbestos shall be carried out unless the employer has identified the type and condition of asbestos present, or assumed that asbestos is present and treated it accordingly.
The Approved Code of Practice (L143, paragraph 91) makes clear that a refurbishment and demolition survey is needed before any refurbishment, maintenance, or demolition work that could disturb asbestos. This applies regardless of the size of the project.
Two types of asbestos survey
The HSE recognises two types of asbestos survey, defined in HSG264:
Management survey
Non-intrusive. Identifies ACMs that could be disturbed during normal occupation. Does not involve breaking into walls, ceilings, or floors. Suitable for buildings in normal use where no refurbishment is planned.
Refurbishment and demolition (R&D) survey
Fully intrusive. The surveyor accesses all areas where work will take place, including behind panels, above ceilings, under floors, and inside service risers. Required before any refurbishment, maintenance, or demolition work that could disturb the building fabric.
A management survey is not sufficient before refurbishment work. The management survey only looks at accessible materials. A wall that appears clean in a management survey may have asbestos insulating board behind the plasterboard, which would only be found by an R&D survey.
When you might not need a survey
There are limited circumstances where a survey may not be needed:
The building was constructed entirely after 1999, and there is documented evidence (such as building control records or the original specification) confirming that no asbestos-containing materials were used. Even in this case, the dutyholder should formally record the basis for the decision not to survey.
The area of work has already been subject to a recent R&D survey that covers the exact scope of the proposed works. A survey from a different area of the same building does not count. Neither does a management survey.
The dutyholder's responsibility
Under CDM 2015, the client has a duty to provide pre-construction information to every designer and contractor. This includes information about the presence of asbestos or other hazardous materials. If the client does not hold a current asbestos survey, they should commission one before appointing contractors.
The principal designer should verify that the survey has been carried out and that the results are included in the pre-construction information pack. If the survey identifies ACMs in the work area, the construction phase plan must include the arrangements for managing or removing those materials.
Practical steps
Commission the R&D survey early in the project timeline. A typical survey takes one to three days on site depending on the building size, plus five to ten working days for the laboratory analysis and report. Delays in receiving the survey report will delay the start of work.
Ensure the surveyor's brief matches the scope of work. An R&D survey covers only the areas specified in the brief. If the scope of work expands after the survey, the additional areas must be surveyed before work begins in them.
Keep the survey report on site and make it available to all contractors and workers. Under CAR 2012 Regulation 4, the dutyholder must ensure that information about the location and condition of ACMs is made available to anyone who may disturb them.